FCA compliance management with SMCR, Consumer Duty, financial promotions approval, and regulatory reporting.
Manage Senior Managers, Certification staff, and Conduct Rules across your firm. Track fitness and propriety assessments, annual certifications, and regulatory references.
SMCR Framework
Monitor and evidence Consumer Duty compliance — product governance, price and value, consumer understanding, and consumer support. Dashboard shows compliance status in real time.
Consumer Duty
Approval workflow for financial promotions — draft, review, approve, and archive. Track which promotions are live, ensure fair, clear, and not misleading standards.
Financial Promotions
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